Key Takeaways

Annaly Capital Management (NLY) established a $2.50 billion at-the-market equity program, representing the largest single capital raise of the day.
Two companies, YYAI and PROF, filed for multiple capital raises, with YYAI announcing a $300.0 million shelf and a $179.2 million ATM.

Dilution Events

$NLY (Market Cap: $15.89B)

ATM Program: Announced a new ATM offering program for up to $2.5B. View SEC Filing →

$YYAI (Market Cap: $18M)

YYAI executed a 5-component financing totaling $199.5 million:

Public Offering: Raised $15.7 million via the sale of 15.38 million shares at a price of $1.02 per share. View SEC Filing →
ATM Program: Discloses $179.2M in gross proceeds from historical ATM sales. View SEC Filing →
PIPE: Closed $4.6 million PIPE of 0.4 million shares, with 200% warrant coverage. View SEC Filing →
Shelf Registration: Filed shelf registration for future capital raises. View SEC Filing →
Shares for Services: Issued 8.13 million shares for services rendered. View SEC Filing →

↳ Total Capital Raised: ~$199.5 million.

$HKIT (Market Cap: $58M)

HKIT executed a 2-component financing totaling $100.0 million:

ATM Program: Launched new ATM program for up to $100M. View SEC Filing →
Shares for Services: Issued 14.9 million shares for services rendered. View SEC Filing →

↳ Total Capital Raised: ~$100.0 million.

$LSF (Market Cap: $27M)

LSF executed a 2-component financing totaling $50.0 million:

Convertible Note: Raised $50M via convertible preferred PIPE @ $3.57 conversion price; cedes control. View SEC Filing →
Resale Registration: Provides registration rights for resale of up to 30.8M conversion shares. View SEC Filing →

↳ Total Capital Raised: ~$50.0 million.

$PROF (Market Cap: $222M)

PROF executed a 3-component financing totaling $40.0 million:

Public Offering: Raised $36.0 million via the sale of 5.14 million shares at a price of $7.00 per share. View SEC Filing →
PIPE: Closed $4.0 million PIPE of 0.57 million shares at $7.00 per share. View SEC Filing →
Shelf Registration: Filed shelf registration for future capital raises. View SEC Filing →

↳ Total Capital Raised: ~$40.0 million.

$QNTM (Market Cap: $41M)

ATM Program: Launched new ATM program for up to $17.2M. View SEC Filing →

$LMFA (Market Cap: $6M)

LMFA executed a 3-component financing totaling $6.5 million:

Public Offering: Raised $6.5 million via the sale of 9.15 million shares at a price of $0.71 per share, with 100% warrant coverage. View SEC Filing →
Warrant Exercise: Repriced 3.5M outstanding warrants down from $2.95 to $0.87. View SEC Filing →
Warrant Exercise: Offering triggered toxic anti-dilution reset on 16.7M warrants from $0.91 to $0.71. View SEC Filing →

↳ Total Capital Raised: ~$6.5 million.

$XWIN (Market Cap: $254M)

XWIN executed a 2-component financing totaling $5.0 million:

Public Offering: Raised $5.0 million via the sale of 1.19 million shares at a price of $4.21 per share. View SEC Filing →
Shares for Services: Issued shares for services/fees. View SEC Filing →

↳ Total Capital Raised: ~$5.0 million.

$UEEC (Market Cap: N/A)

UEEC executed a 3-component financing totaling $4.3 million:

Convertible Note: Raised $0.25M via convertible note @ $0.06 w/ potential toxic adjustments | MC: N/A. View SEC Filing →
ATM Program: Entered $4M toxic ELOC at 10% discount to VWAP | MC: N/A. View SEC Filing →
Warrant Exercise: Issued 3.5M commitment warrants @ $0.075 as part of ELOC financing | MC: N/A. View SEC Filing →

↳ Total Capital Raised: ~$4.3 million.

$RBOT (Market Cap: $15M)

ATM Program: Launched new ATM program for up to $3.0M. View SEC Filing →

$BNAI (Market Cap: $8M)

BNAI executed a 2-component financing totaling $1.8 million:

PIPE: Closed $1.3 million PIPE of 0.6 million shares at $2.10 per share, with 72% warrant coverage. Special terms: debt for equity View SEC Filing →
PIPE: Closed $500 thousand PIPE of 0.24 million shares at $2.10 per share. Special terms: debt for equity View SEC Filing →

↳ Total Capital Raised: ~$1.8 million.

$DGLY (Market Cap: $1M)

DGLY executed a 3-component financing totaling $250 thousand:

Convertible Note: Raised $0.25M via convertible notes w/ toxic price-based reset. View SEC Filing →
ATM Program: Shareholder approval obtained for future ELOC issuance of >20% of o/s shares. View SEC Filing →
Shares for Services: Issued 0.375 million shares for services rendered. View SEC Filing →

↳ Total Capital Raised: ~$250 thousand.

$ENVB (Market Cap: $5M)

ENVB executed a 2-component financing totaling $0 thousand:

Warrant Exercise: Raised $3.1M via warrant inducement; issued 883k new wrts @ $7.05 & $9.125. View SEC Filing →
Shares for Services: Issued shares for services/fees. View SEC Filing →

$SIDU (Market Cap: $81M)

SIDU executed a 2-component financing totaling $0 thousand:

Public Offering: . View SEC Filing →
Shelf Registration: Filed shelf registration for future capital raises. View SEC Filing →

$LARK (Market Cap: $171M)

Shelf Registration: Filed shelf registration for future capital raises. View SEC Filing →