Key Takeaways

Sharps Technology (STSS) and Nano Nuclear Energy (NNE) led activity with significant shelf registrations of $1.00 billion and $900.0 million, respectively.
Both STSS and NNE also filed for multiple forms of additional financing, including ATM equity lines for $236.6 million and $400.0 million.

Dilution Events

$NNE (Market Cap: $1.60B)

NNE executed a 4-component financing totaling $400.0 million:

Shelf Registration: Filed shelf registration for future capital raises. View SEC Filing →
ATM Program: Filed for $400M ATM offering program. View SEC Filing →
Resale Registration: Registers resale of 8.5M shares from $400M PIPE @ $47.11. View SEC Filing →
Warrant Exercise: Received $2.4M from warrant exercises. View SEC Filing →

↳ Total Capital Raised: ~$400.0 million.

$STSS (Market Cap: $60M)

STSS executed a 5-component financing totaling $236.6 million:

Resale Registration: Registers resale of 130M shares from $400M PIPE. View SEC Filing →
ATM Program: Has active $236.6M ATM program. View SEC Filing →
Warrant Exercise: Disclosed prior toxic warrants w/ price reset & 3x alternative cashless exercise. View SEC Filing →
Share Buyback: Repurchased $100.0 million. View SEC Filing →
Shelf Registration: Filed shelf registration for future capital raises. View SEC Filing →

↳ Total Capital Raised: ~$236.6 million.

$VVPR (Market Cap: $30M)

VVPR executed a 2-component financing totaling $71.9 million:

ATM Program: Filed for $11.4M ATM offering. View SEC Filing →
PIPE: Closed $60.5 million PIPE of 10 million shares at $6.05 per share. View SEC Filing →

↳ Total Capital Raised: ~$71.9 million.

$CYCU (Market Cap: $16M)

CYCU executed a 2-component financing totaling $63.1 million:

ATM Program: Using $60M toxic ELOC to sell 7M shares @ 90% of lowest VWAP. View SEC Filing →
Convertible Note: Registers resale of 696k shares from conversion of Series G Preferred issued in debt-for-equity swap. View SEC Filing →

↳ Total Capital Raised: ~$63.1 million.

$NTHI (Market Cap: $163M)

NTHI executed a 3-component financing totaling $54.0 million:

Resale Registration: Registers resale of 111k shares from $1M PIPE @ $8.95. View SEC Filing →
ATM Program: Using $50M toxic ELOC @ 95% of lowest VWAP over 5 days. View SEC Filing →
Convertible Note: Raised $4M via toxic conv. notes w/ 80% of lowest closing price default conversion. View SEC Filing →

↳ Total Capital Raised: ~$54.0 million.

$RADX (Market Cap: $42M)

RADX executed a 2-component financing totaling $42.4 million:

ATM Program: Filed for $18.9M ATM offering. View SEC Filing →
PIPE: Closed $23.5 million PIPE. View SEC Filing →

↳ Total Capital Raised: ~$42.4 million.

$USAU (Market Cap: $312M)

PIPE: Closed $31.2 million PIPE of 1.92 million shares at $16.25 per share, with 50% warrant coverage. View SEC Filing →

$VELO (Market Cap: $312M)

PIPE: Closed $30.0 million PIPE of 3.636 million shares at $8.25 per share. View SEC Filing →

$SIDU (Market Cap: $58M)

Public Offering: Raised $25.0 million via the sale of 19.23 million shares at a price of $1.30 per share. View SEC Filing →

$AIRE (Market Cap: $66M)

AIRE executed a 3-component financing totaling $20.0 million:

ATM Program: Recommenced ATM program for up to $20M. View SEC Filing →
Warrant Exercise: Issued 25M shares from warrant exercises for $4.1M. View SEC Filing →
Shares for Services: Issued 2.5 million shares for services rendered. View SEC Filing →

↳ Total Capital Raised: ~$20.0 million.

$MSAI (Market Cap: $25M)

PIPE: Closed $14.0 million PIPE of 34.23 million shares, with 200% warrant coverage. View SEC Filing →

$CELU (Market Cap: $37M)

CELU executed a 2-component financing totaling $10.0 million:

Convertible Note: Raised $3M via convertible note w/ anti-dilution reset & MFN clause. View SEC Filing →
PIPE: Closed $7.0 million PIPE. Special terms: Most Favored Nation (MFN) clause View SEC Filing →

↳ Total Capital Raised: ~$10.0 million.

$AWHL (Market Cap: N/A)

ATM Program: Established $10M toxic ELOC @ 95% of lowest sale price | MC: N/A. View SEC Filing →

$CETX (Market Cap: $15M)

CETX executed a 2-component financing totaling $9.0 million:

Public Offering: Raised $2.0 million via the sale of 0.8 million shares at a price of $2.50 per share. View SEC Filing →
Convertible Note: Issued $7M secured convertible note to Streeterville Capital. View SEC Filing →

↳ Total Capital Raised: ~$9.0 million.

$IPW (Market Cap: $11M)

IPW executed a 2-component financing totaling $9.0 million:

Convertible Note: Raised $9M via toxic convertible note w/ floating conversion @ 95% of lowest VWAP. View SEC Filing →
Shares for Services: Issued shares for services/fees. View SEC Filing →

↳ Total Capital Raised: ~$9.0 million.

$OPGN (Market Cap: N/A)

ATM Program: Extended $9M ELOC facility for one year | MC: N/A. View SEC Filing →

$INDP (Market Cap: $3M)

INDP executed a 2-component financing totaling $6.0 million:

Convertible Note: Raised $6M via convertible preferred, potential 111M common shares. View SEC Filing →
Shares for Services: Issued 0.36 million shares for services rendered. View SEC Filing →

↳ Total Capital Raised: ~$6.0 million.

$JUNS (Market Cap: $37M)

JUNS executed a 2-component financing totaling $1.9 million:

ATM Program: Received shareholder approval to exceed 19.99% limit for its ELOC. View SEC Filing →
Convertible Note: Raised $1.86M via second tranche of convertible note from ELOC provider. View SEC Filing →

↳ Total Capital Raised: ~$1.9 million.

$AEMD (Market Cap: $2M)

AEMD executed a 2-component financing totaling $1.9 million:

Shelf Registration: Filed shelf registration for future capital raises. View SEC Filing →
ATM Program: Filed for $1.85M ATM offering. View SEC Filing →

↳ Total Capital Raised: ~$1.9 million.

$ALLR (Market Cap: $17M)

PIPE: Closed $250 thousand PIPE of 0.255 million shares at $0.98 per share. View SEC Filing →

$AREB (Market Cap: $5M)

Convertible Note: Raised $0.2M via two toxic convertible notes w/ 25% discount default conversion. View SEC Filing →

$NVVE (Market Cap: $4M)

Convertible Note: Raised $0.1M via toxic conv. note w/ full ratchet & floating conversion. View SEC Filing →

$NERV (Market Cap: $28M)

Resale Registration: Registers resale of 94.6M shares from $80M convertible preferred PIPE. View SEC Filing →

$ASTI (Market Cap: $21M)

ASTI executed a 2-component financing totaling $0 thousand:

Resale Registration: Registers resale of $2M PIPE @ $1.95 w/ 200% warrants @ $1.70. View SEC Filing →
Convertible Note: Has outstanding Series 1C convertible preferred stock convertible @ $2.50. View SEC Filing →

$INV (Market Cap: $269M)

INV executed a 2-component financing totaling $0 thousand:

Shelf Registration: Filed shelf registration for future capital raises. View SEC Filing →
ATM Program: Has existing Standby Equity Purchase Agreement (SEPA). View SEC Filing →

$AQB (Market Cap: $3M)

Shelf Registration: Filed shelf registration for future capital raises. View SEC Filing →