Key Takeaways

Utility giant American Electric Power (AEP) dominated filings, establishing a $10 billion universal shelf alongside a $3.5 billion at-the-market equity program.
Other significant potential offerings include a $1 billion shelf from BKV Corporation (BKV) and a $300 million at-the-market program from HIVE Digital (HIVE).

Dilution Events

AEP executed a massive capital raise totaling over $3.50 billion through two primary channels:

ATM Program: Launched a $3.5B At-the-Market (ATM) offering program. View SEC Filing →
Shelf Registration: Filed shelf registration for future capital raises. View SEC Filing →

↳ Total Capital Raised: ~$3.50 billion.

HIVE executed a 2-component financing totaling $300.0 million:

ATM Program: Launched a $300M At-the-Market (ATM) offering program. View SEC Filing →
Shares for Services: Issued 1 million shares for services rendered. View SEC Filing →

↳ Total Capital Raised: ~$300.0 million.

ALDS executed a 3-component financing totaling $15.4 million:

Convertible Note: Took $180k principal in toxic conv. notes | MC: N/A. View SEC Filing →
ATM Program: Entered $15M toxic ELOC w/ variable pricing at 95% of VWAP | MC: N/A. View SEC Filing →
Convertible Note: Issued $225k convertible note as ELOC commitment fee | MC: N/A. View SEC Filing →

↳ Total Capital Raised: ~$15.4 million.

NNOX executed a 2-component financing totaling $15.0 million:

Public Offering: Raised $15.0 million via the sale of 3.827 million shares at a price of $3.92 per share. View SEC Filing →
Shelf Registration: Filed shelf registration for future capital raises. View SEC Filing →

↳ Total Capital Raised: ~$15.0 million.

CJET executed a 2-component financing totaling $11.0 million:

Public Offering: Raised $11.0 million via the sale of 8.462 million shares at a price of $1.30 per share. View SEC Filing →
Shares for Services: Issued 0.423 million shares for services rendered. View SEC Filing →

↳ Total Capital Raised: ~$11.0 million.

KALA executed a 2-component financing totaling $6.0 million:

Convertible Note: Raised $6M via convertible preferred; potential for >900M shares. View SEC Filing →
Shares for Services: Issued 1.62 million shares for services rendered. View SEC Filing →

↳ Total Capital Raised: ~$6.0 million.

Convertible Note: Raised $5M via toxic convertible note | MC: N/A. View SEC Filing →

Public Offering: Raised $4.3 million via the sale of 1.172 million shares at a price of $3.63 per share, with 100% warrant coverage. View SEC Filing →

PIPE: Closed $3.1 million PIPE of 3.133 million shares at $1.00 per share, with 33% warrant coverage. View SEC Filing →

FBLG executed a 2-component financing totaling $1.5 million:

Public Offering: Raised $1.5 million via the sale of 4.478 million shares at a price of $0.34 per share, with 100% warrant coverage. View SEC Filing →
Shares for Services: Issued 0.313 million shares for services rendered. View SEC Filing →

↳ Total Capital Raised: ~$1.5 million.

PIPE: Closed $1.5 million PIPE of 0.536 million shares at $0.32 per share, with 933% warrant coverage. Special terms: Pre-funded warrants have nominal $0.0001 exercise price View SEC Filing →

BKV executed a 2-component financing totaling $0 thousand:

Shelf Registration: Filed shelf registration for future capital raises. View SEC Filing →
Resale Registration: Filed resale of 63.9M shares for selling stockholder. View SEC Filing →

Shares for Services: Issued 1 million shares for services rendered. View SEC Filing →