Key Takeaways

Actuate Therapeutics (ACTU) was the day's most active filer, registering a $250 million universal shelf alongside two ATM equity programs totaling $150 million.
Other significant filings included a $150 million shelf from Destiny Tech100 (DWTX) and a $100 million ATM equity line from Personalis (PSNL).

Dilution Events

ACTU executed a 4-component financing totaling $150.0 million:

ATM Program: Filed $100M At-the-Market (ATM) offering. View SEC Filing →
ATM Program: Has a $50M Committed Equity Financing Facility (CEFF). View SEC Filing →
Shelf Registration: Filed shelf registration for future capital raises. View SEC Filing →
Warrant Exercise: Has 666.5k outstanding warrants exercisable @ $7.00. View SEC Filing →

↳ Total Capital Raised: ~$150.0 million.

PSNL executed a 2-component financing totaling $100.0 million:

ATM Program: Filed new $100M ATM; recently sold $31.5M under prior ATM. View SEC Filing →
Shares for Services: Issued 13.87 million shares for services rendered. View SEC Filing →

↳ Total Capital Raised: ~$100.0 million.

GANX executed a 2-component financing totaling $35.5 million:

ATM Program: Has $35.5M remaining on ATM program. View SEC Filing →
Warrant Exercise: Has 7.6M in-the-money warrants outstanding with $2.26 avg exercise price. View SEC Filing →

↳ Total Capital Raised: ~$35.5 million.

PIPE: Closed $20.0 million PIPE of 2.667 million shares at $7.50 per share. View SEC Filing →

HCTI executed a 3-component financing totaling $15.0 million:

Convertible Note: Registers resale of shares from $15M toxic convertible notes. View SEC Filing →
ATM Program: Has active At-the-Market (ATM) program. View SEC Filing →
Warrant Exercise: Raised $2.85M via warrant inducement; issued new warrants @ $3.00. View SEC Filing →

↳ Total Capital Raised: ~$15.0 million.

DWTX executed a 3-component financing totaling $8.6 million:

ATM Program: Filed $8.56M At-the-Market (ATM) offering. View SEC Filing →
Convertible Note: Has toxic convertible preferred; contingent conversion could issue ~25.5M shares. View SEC Filing →
Shelf Registration: Filed shelf registration for future capital raises. View SEC Filing →

↳ Total Capital Raised: ~$8.6 million.

AERT executed a 3-component financing totaling $4.5 million:

ATM Program: Filed $4.485M ATM, maximizing 'baby shelf' limit. View SEC Filing →
Shares for Services: Issued 31.1 million shares for services rendered. View SEC Filing →
Shelf Registration: Filed shelf registration for future capital raises. View SEC Filing →

↳ Total Capital Raised: ~$4.5 million.

SPRC executed a 3-component financing totaling $2.3 million:

Public Offering: Raised $2.3 million via the sale of 1.292 million shares at a price of $1.75 per share. View SEC Filing →
Shares for Services: Issued shares for services/fees. View SEC Filing →
Shares for Services: Issued 2.553 million shares for services rendered. View SEC Filing →

↳ Total Capital Raised: ~$2.3 million.

PIPE: Closed $1.0 million PIPE of 0.333 million shares at $3.00 per share, with 50% warrant coverage. View SEC Filing →

VIVK executed a 2-component financing totaling $0 thousand:

Shares for Services: Issued 5.174 million shares for services rendered. View SEC Filing →
Convertible Note: Has pre-approved ability to convert preferred stock for >19.99% dilution. View SEC Filing →